Amber D. Eduvigen
Professional summary
Amber Donn Eduvigen, CFP®, who also goes by Amber D. Eduvigen, Amber Dibb Eduvigen, Amber Donn Lawver, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Oklahoma City, Oklahoma.
Amber is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Amber has worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amber Donn Eduvigen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Amber Donn Eduvigen's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2010
Experience
January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 5600 N May Avenue Suite 190, Oklahoma City, OK 73112January 19, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 5600 N May Avenue Suite 190, Oklahoma City, OK 73112June 21, 2023 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
June 20, 2023 - January 19, 2024
WOODBURY FINANCIAL SERVICES, INC.
October 3, 2016 - June 23, 2023
CETERA ADVISORS LLC
October 3, 2016 - June 23, 2023
CETERA ADVISORS LLC
January 21, 2014 - October 3, 2016
INVESTORS CAPITAL CORP.
January 21, 2014 - October 3, 2016
INVESTORS CAPITAL CORP.
July 24, 2012 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
July 6, 2012 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
February 18, 2011 - June 22, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 4, 2011 - July 6, 2012
WILSHIRE-PENNINGTON GROUP, INC.
January 2, 2009 - January 6, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 16, 2007 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 16, 2006 - January 6, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.