RM
Renee A. Michel
SWEENEY & MICHEL
Chico, CA 95926
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CRD#: 4713493
RM
Professional summary
Renee Ann Michel, who also goes by Renee A Michel, Renee A Wetzel, is a registered financial advisor currently at SWEENEY & MICHEL, LLC located in Chico, California.
Renee is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Renee has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Renee A Michel | Renee A Wetzel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: NORTH VALLEY CALIFORNIA WOMEN FOR AG
INVESTMENT RELATED: NO
ADDRESS: P.O. BOX 249, DURHAM, CA 95938
NATURE OF BUSINESS: NON-PROFIT
START DATE: 1/2016
POSITION/TITLE/RELATIONSHIP: President
APX NUMBER OF HOURS PER WEEK: 1
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES
BRIEF DESCRIPTION OF DUTIES: BUDGET COMMITTEE FOR NON-PROFIT
2. NAME OF OTHER BUSINESS: Salvation Army
INVESTMENT RELATED: NO
ADDRESS: 700 Broadway, Chico, CA 95928
NATURE OF BUSINESS: Volunteer organization that focuses on adult rehabilitation and breaking the cycle of homelessness.
START DATE: 1/2016
POSITION/TITLE/RELATIONSHIP: Community Advisory Board Member
APX NUMBER OF HOURS PER WEEK: 4
APX NUMBER OF HOURS DURING TRADING HOURS: 0
BRIEF DESCRIPTION OF DUTIES: Helping market and spread the word and mission of the Salvation Army.
CRS (Client Relationship Summary) - RIA
Click below to view Renee Ann Michel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2016 - Present
SWEENEY & MICHEL, LLC
Office #1: 196 Cohasset Road Suite 100, Chico, CA 95926RIA
CRD#: 282595
Chico, CA
Past
October 26, 2011 - January 4, 2019
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CHICO, CA
Past
December 8, 2003 - January 4, 2019
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
CHICO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
S&
SWEENEY & MICHEL, LLC
ASSET MANAGEMENT GROUP SWEENEY & MICHEL | THE SWEENEY & MICHEL TEAM | SWEENEY & MICHEL, LLC | SWEENEY & MICHEL AMG
CRD#: 282595 / SEC#: 801-113350
RIA
Registered Investment Advisory firm - (6/1/2018 Approved)California
Registered Investment Advisory firm - (3/3/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/31/2016)
IAR
Texas(3/13/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
S&
SWEENEY & MICHEL, LLC
ASSET MANAGEMENT GROUP SWEENEY & MICHEL | THE SWEENEY & MICHEL TEAM | SWEENEY & MICHEL, LLC | SWEENEY & MICHEL AMG
CRD#: 282595 / SEC#: 801-113350
RIA
Registered Investment Advisory firm - (6/1/2018 Approved)California
Registered Investment Advisory firm - (3/3/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
196 Cohasset Road Suite 100, Chico, CA 95926
Mailing Address
Phone number
(530) 487-1777
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,418 |
| AUM (Assets Under Management) | $ 625,915,288 |
Red Flags
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Company Information
SWEENEY & MICHEL, LLC
CRD#: 282595Chico, CA 95926TRUST BUT VERIFY
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