MG
Michael A. Gramm
SUTTERFIELD FINANCIAL GROUP
WILLMAR, MN 56201
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CRD#: 4713371
MG
Professional summary
Michael Allen Gramm, CFP®, who also goes by Michael A Gramm, Mike Gramm, is a registered financial advisor currently at SUTTERFIELD FINANCIAL GROUP, INC. located in Willmar, Minnesota.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael A Gramm | Mike Gramm
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) M&S PROPERTIES, LLC: NOT INVESTMENT RELATED - WILLMAR, MN - START DATE 01/01/2004 - 1 HOUR/MONTH, NOT DURING TRADING HOURS - PARTNER - REAL ESTATE PARTNERSHIP - LANDLORD TO CPA.
2) OLIVIA SIEGEL TRUST: NOT INVESTMENT RELATED - PHILADELPHIA, PA - START DATE 01/01/2012 - 2 HOURS/MONTH - 2 HOURS/MONTH DURING TRADING HOURS - TRUSTEE FOR SPECIAL NEEDS NIECE - KEEP TRACK OF EXPENDITURES AND MONITOR INVESTMENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Allen Gramm's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
January 23, 2014 - Present
SUTTERFIELD FINANCIAL GROUP, INC.
Office #1: 217 Industrial Drive Sw, Willmar, MN 56201RIA
CRD#: 115652
WILLMAR, MN
Past
December 13, 2007 - December 10, 2010
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
WILLMAR, MN
Past
December 20, 2003 - December 13, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
WILLMAR, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SUTTERFIELD FINANCIAL GROUP, INC.
BENEFITS PLUS | UNITED FINANCIAL ADVISORS | TALLGRASS WEALTH MANAGEMENT | SUTTERFIELD FINANCIAL GROUP, INC. | STRICKLAND FINANCIAL CONCEPTS, LLC | SPRINGFIELD FINANCIAL GROUP, LLC | ROBERT HILL & ASSOCIATES FINANCIAL SERVICES | PINNACLE CAPITAL MANAGEMENT, INC. | PAR FINANCIAL GROUP | ORION FINANCIAL GROUP | NEELY FINANCIAL SERVICE, INC. | MEREDITH DEKKER FINANCIAL SERVICES, LLC | LONGVIEW FINANCIAL SOLUTIONS, LLC | GRAMM FINANCIAL SERVICES, LLC | FREEDOM FINANCIAL GROUP | FIELDSTONE FINANCIAL, INC. | CHAD M. CENTORBI, INC.
CRD#: 115652 / SEC#: 801-63652
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)Oklahoma
Registered Investment Advisory firm - (1/6/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(1/23/2014)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
SF
SUTTERFIELD FINANCIAL GROUP, INC.
BENEFITS PLUS | UNITED FINANCIAL ADVISORS | TALLGRASS WEALTH MANAGEMENT | SUTTERFIELD FINANCIAL GROUP, INC. | STRICKLAND FINANCIAL CONCEPTS, LLC | SPRINGFIELD FINANCIAL GROUP, LLC | ROBERT HILL & ASSOCIATES FINANCIAL SERVICES | PINNACLE CAPITAL MANAGEMENT, INC. | PAR FINANCIAL GROUP | ORION FINANCIAL GROUP | NEELY FINANCIAL SERVICE, INC. | MEREDITH DEKKER FINANCIAL SERVICES, LLC | LONGVIEW FINANCIAL SOLUTIONS, LLC | GRAMM FINANCIAL SERVICES, LLC | FREEDOM FINANCIAL GROUP | FIELDSTONE FINANCIAL, INC. | CHAD M. CENTORBI, INC.
CRD#: 115652 / SEC#: 801-63652
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)Oklahoma
Registered Investment Advisory firm - (1/6/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 Se Fourth Street, Bartlesville, OK 74003
Mailing Address
Phone number
(918) 338-2255
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,280 |
| AUM (Assets Under Management) | $ 220,821,609 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 10/07/2024 | ||
| 04/26/2024 | ||
| 09/13/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUTTERFIELD FINANCIAL GROUP, INC.
CRD#: 115652Willmar, MN 56201TRUST BUT VERIFY
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