James A. Maciolek
Professional summary
James Anthony Maciolek, who also goes by Jim Maciolek, is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in New York City, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 2003. James has worked at 6 firms and has passed the Series 99TO, SIE, Series 6 and Series 27 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Anthony Maciolek's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2025 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 200 Park Avenue 4th Floor, New York City, NY 10166November 2, 2011 - February 4, 2013
GLOBAL ATLANTIC DISTRIBUTORS, LLC
July 14, 2011 - August 26, 2024
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
November 2, 2006 - July 14, 2011
HARTFORD FUNDS DISTRIBUTORS, LLC
June 8, 2006 - May 1, 2018
HIMCO DISTRIBUTION SERVICES COMPANY
November 3, 2003 - May 5, 2006
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
METLIFE INVESTORS DISTRIBUTION COMPANY
CRD#: 107622 / SEC#: , 8-53064
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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