Akash C. Patel

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CRD#: 4712890

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Akash Chandu Patel was a registered financial professional .

Akash is a previously registered financial professional and started their career in finance in 2003. Akash had worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 27, 2020 - August 21, 2021

OASIS PRO MARKETS LLC

CRD#: 149420

STAMFORD, CT

Past

March 13, 2017 - March 18, 2019

EG MARKET TECHNOLOGIES LLC

CRD#: 174487

45TH FLOOR, NY

Past

July 12, 2016 - March 1, 2017

ARXIS SECURITIES LLC

CRD#: 172506

NEW YORK, NY

Past

April 13, 2016 - July 6, 2016

FORESIDE FUND SERVICES, LLC

CRD#: 46106

New York, NY

Past

May 2, 2012 - January 12, 2016

VIRTU AMERICAS LLC

CRD#: 149823

JERSEY CITY, NJ

Past

July 6, 2007 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

JERSEY CITY, NJ

Past

July 7, 2006 - February 7, 2007

MOG CAPITAL L.L.C.

CRD#: 136805

NEW YORK, NY

Past

February 10, 2006 - June 27, 2006

B & E TRADING, LLC

CRD#: 131494

NEW YORK, NY

Past

September 23, 2003 - December 30, 2005

TANSTAAFL RESEARCH & TRADING, L.L.C.

CRD#: 41582

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/11/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/3/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 7/23/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/5/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/17/2007

General Securities Principal Examination

Current Firm

OASIS PRO MARKETS LLC

LAVECCHIA CAPITAL LLC | OASIS PRO MARKETS LLC

CRD#: 149420 / SEC#: , 8-68164

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

1266 East Main Street Suite 603, Stamford, CT 06902

Mailing Address

1266 East Main Street Suite 603, Stamford, CT 06902

Phone number

(203) 247-6700

Established

Delaware since 02/09/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ONDO FINANCE INC.	OWNER
CHRISTOFILIS, CHARLES ANTHONY	CO-CCO	1518196
KLEINER, JOEL	FINOP	7450898
LAVECCHIA, PASQUALE MARIO	CHIEF EXECUTIVE OFFICER / MANAGING MEMBER / CO-CCO	2403011
YOSTPILLE, ROBERT G	EXECUTIVE VICE PRESIDENT	4822760

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Akash C. Patel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EG MARKET TECHNOLOGIES LLC

ARXIS SECURITIES LLC

FORESIDE FUND SERVICES, LLC

VIRTU AMERICAS LLC

KNIGHT CAPITAL AMERICAS, L.P.

MOG CAPITAL L.L.C.

B & E TRADING, LLC

TANSTAAFL RESEARCH & TRADING, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/11/2021

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 10/3/2007

Series 3

Date: 7/23/2007

Series 7

Date: 7/5/2007

Series 24

Date: 10/17/2007

Current Firm

OASIS PRO MARKETS LLC

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

OASIS PRO MARKETS LLC

TRUST BUT VERIFY

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