Elliott H. Weir
III FINANCIAL
Cedar Park, TX
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CRD#: 4712824
Professional summary
Elliott Henry Weir, CFP® is a registered financial advisor currently at III FINANCIAL, LLC located in Cedar Park, Texas.
Elliott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Elliott has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Core Areas of Focus
Fixed Fee (Subscription
Retainer
etc.)
Insurance Related Issues
Investment Advice with Ongoing Management
Novice Investors
Retirement Planning & Distribution Rules
Women's Financial Planning Issues
Biography
My name is Elliott Weir, the owner of III Financial. I’ve been working with clients like you since 2004. Come to think of it, it has been longer – before I officially started as a financial planner! Let me explain…
I started my career as a technology geek, having earned a Computer Science degree from Southern Methodist University. Once I graduated I secured a great job with Ernst & Young LLP as a technology consultant to Fortune 500 companies.
Then on August 20th, 1997 my life changed forever. After a brief battle with cancer, my father passed away at the age of 50. I suddenly found myself helping my mother with insurance, investments, attorneys, CPAs, and more, because my father was the one in charge of these things for the family.
This formative event explains a lot about who I am, about III Financial, and about what you can expect from me. I choose to work with widowed women because I want to have a meaningful and direct impact on their lives, as I did for my mother. Will you be one of them?
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Life Transitions
Estate Planning
Retirement Income Management
Retirement Planning
Insurance Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Elliott Henry Weir's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
January 24, 2012 - Present
III FINANCIAL, LLC
RIA
CRD#: 159844
Cedar Park, TX
Past
January 9, 2008 - January 26, 2012
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
AUSTIN, TX
Past
January 13, 2005 - January 26, 2012
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
AUSTIN, TX
Past
July 28, 2004 - January 3, 2005
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/24/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
III FINANCIAL, LLC
III FINANCIAL, LLC
CRD#: 159844 / SEC#:
Texas
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Contact information
Main Address
Cedar Park, TX
Mailing Address
1320 Arrow Point Drive Suite 501 #tw74, Cedar Park, TX 78613
Phone number
(512) 562-1905
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 105 |
| AUM (Assets Under Management) | $ 42,800,000 |
Red Flags
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