Massimo Santicchia

PROCYON

WELLINGTON, FL

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CRD#: 4712683

Professional summary

Massimo Santicchia is a registered financial advisor currently at PROCYON located in Wellington, Florida.

Massimo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Massimo has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Alpha Quant Models LLC; Investment-related; Wellington, FL 33414; Operating entity set up to be in the business of licensing quantitative investment strategies; Start date: 06/2020; Design, develop, and enhance investment strategies using financial databases and portfolio analytics; Approx. 10% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Massimo Santicchia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2025 - Present

PROCYON

RIA

CRD#: 288239

WELLINGTON, FL

Past

July 6, 2020 - March 25, 2025

CYPRESS CAPITAL GROUP

RIA

CRD#: 121923

Wellington, FL

Past

December 12, 2016 - June 19, 2020

ALPHA QUANT ADVISORS, LLC

RIA

CRD#: 285855

WEST PALM BEACH, FL

Past

January 6, 2012 - November 23, 2016

CYPRESS CAPITAL GROUP

RIA

CRD#: 121923

PALM BEACH, FL

Past

January 6, 2012 - December 31, 2016

CREST INVESTMENT PARTNERS LLC

RIA

CRD#: 159203

PALM BEACH, FL

Past

December 11, 2003 - September 13, 2004

STANDARD & POOR'S SECURITIES, INC.

CRD#: 5248

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/5/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/10/2003

General Securities Representative Examination

Current Firm

PROCYON

CRD#: 288239 / SEC#: 801-110493

RIA

Registered Investment Advisory firm - (5/26/2017 Approved)

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Contact information

Main Address

1 Corporate Drive Suite 225, Shelton, CT 06484

Mailing Address

Phone number

(475) 232-2704

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROCYON DISCLOSURE BROCHURE (11/4/2025)

Regulatory assets under management

Total Number of Accounts	5,638
AUM (Assets Under Management)	$ 7,769,672,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Massimo Santicchia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Massimo Santicchia's CRS (Customer Relationship Summary).

Certified licenses

Experience

CYPRESS CAPITAL GROUP

ALPHA QUANT ADVISORS, LLC

CYPRESS CAPITAL GROUP

CREST INVESTMENT PARTNERS LLC

STANDARD & POOR'S SECURITIES, INC.

Primary Firm SEC Registration

PROCYON

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/2011

Series 63

Date: 1/5/2004

Series 7

Date: 12/10/2003

Current Firm

PROCYON

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROCYON

TRUST BUT VERIFY

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