Richard A. Eisenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Albert Eisenberg was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2005. Richard had worked at 39 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2013 - June 8, 2023
CRITICAL TRADING, LLC
August 30, 2012 - October 3, 2013
SQT TRADING, LLC
June 6, 2012 - November 12, 2015
OPAL SECURITIES, INC.
December 20, 2011 - August 1, 2013
ALGO ENGINEERING EXECUTION SERVICES LLC
July 5, 2011 - September 30, 2013
QUANTUM EDGE DERIVATIVES TRADING, LLC
December 8, 2010 - December 9, 2010
SEG CAPITAL L.L.C.
August 24, 2010 - February 14, 2024
LARGO TRADING, L.P.
August 23, 2010 - December 1, 2010
GOLDEN ANCHOR TRADING L.L.C.
May 6, 2010 - June 5, 2012
OPAL SECURITIES, INC.
May 3, 2010 - August 11, 2011
THE GAUSSIAN GROUP, LLC
February 1, 2010 - February 27, 2012
DIAMOND CARTER TRADING, L.L.C.
January 11, 2010 - April 29, 2010
AUM CAPITAL, LLC
September 16, 2009 - April 23, 2010
WINGED FOX LLC
July 30, 2009 - June 25, 2010
HUDSON DERIVATIVES, LLC
July 28, 2009 - September 16, 2011
RENT SEEKER, LLC
May 26, 2009 - July 31, 2014
MP CAPITAL, L.P.
April 8, 2008 - June 3, 2009
GOLDEN ANCHOR TRADING II LLC
March 25, 2008 - October 10, 2013
TORO TRADING LLC
March 19, 2008 - January 2, 2013
MOG CAPITAL L.L.C.
February 6, 2008 - March 8, 2010
LARGO TRADING, L.P.
February 6, 2008 - June 19, 2017
BEDROCK TRADING LTD
September 26, 2007 - December 2, 2008
ALPHA FOCUS L.L.C.
September 17, 2007 - December 5, 2013
GRAY WHALE CAPITAL, LLC
June 14, 2007 - July 10, 2023
C&C TRADING L.L.C.
April 18, 2007 - May 13, 2009
WILDCAT TRADING L.L.C.
February 13, 2007 - January 17, 2023
HAP TRADING, LLC
February 16, 2006 - July 10, 2009
GOLDEN ANCHOR TRADING L.L.C.
February 3, 2006 - June 30, 2009
THE GAUSSIAN GROUP, LLC
September 13, 2005 - July 31, 2006
SBA TRADING, LLC
September 13, 2005 - May 8, 2007
GOLDEN ANCHOR TRADING II LLC
June 2, 2005 - June 29, 2007
DC TRADING PARTNERS L.L.C.
May 5, 2005 - September 25, 2019
VISTA CAPITAL, L.L.C.
May 2, 2005 - October 31, 2008
WEB ASSOCIATES, INC.
April 27, 2005 - February 8, 2010
BLUEFIN CAPITAL MANAGEMENT, LLC
April 21, 2005 - June 21, 2011
STUYVESANT TRADING GROUP, L.L.C.
April 12, 2005 - February 6, 2008
RAM TRADING LLC
April 12, 2005 - April 3, 2008
STR TRADING PARTNERS L.L.C.
April 11, 2005 - July 1, 2013
GARGOYLE STRATEGIC INVESTMENTS L.L.C.
March 30, 2005 - May 4, 2006
B&C PARTNERS LLC
March 30, 2005 - January 3, 2007
SABRE II, LLC
March 30, 2005 - January 18, 2007
TORO TRADING LLC
March 30, 2005 - May 3, 2007
TRIPLE J. TRADING CO., L.L.C.
March 30, 2005 - August 6, 2007
ARI PARTNERS LLC
March 30, 2005 - March 1, 2016
ROEPE ROSENFELD TRADING LLC
February 17, 2005 - September 4, 2007
TORUS CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CRITICAL TRADING, LLC
CRD#: 165071 / SEC#: , 8-69144
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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