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Richard Albert Eisenberg

CRD# 4712603·Registered 2005 - 2023

Previously Registered: Being a previously registered professional could mean that Richard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Richard Albert Eisenberg was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 2005 - 2023. Richard had worked at 39 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

CRITICAL TRADING, LLC·CRD# 165071

BD

New York, NY

December 12, 2013 - June 8, 2023

SQT TRADING, LLC·CRD# 164446

BD

New York, NY

August 30, 2012 - October 3, 2013

OPAL SECURITIES, INC.·CRD# 8246

BD

New York, NY

June 6, 2012 - November 12, 2015

ALGO ENGINEERING EXECUTION SERVICES LLC·CRD# 154061

BD

New York, NY

December 20, 2011 - August 1, 2013

QUANTUM EDGE DERIVATIVES TRADING, LLC·CRD# 153576

BD

New York, NY

July 5, 2011 - September 30, 2013

SEG CAPITAL L.L.C.·CRD# 130673

BD

New York, NY

December 8, 2010 - December 9, 2010

LARGO TRADING, L.P.·CRD# 136801

BD

Merion Station, PA

August 24, 2010 - February 14, 2024

GOLDEN ANCHOR TRADING L.L.C.·CRD# 135858

BD

Plantation, FL

August 23, 2010 - December 1, 2010

OPAL SECURITIES, INC.·CRD# 8246

BD

New York, NY

May 6, 2010 - June 5, 2012

THE GAUSSIAN GROUP, LLC·CRD# 138860

BD

New York, NY

May 3, 2010 - August 11, 2011

DIAMOND CARTER TRADING, L.L.C.·CRD# 104431

BD

New York, NY

February 1, 2010 - February 27, 2012

AUM CAPITAL, LLC·CRD# 150905

BD

New York, NY

January 11, 2010 - April 29, 2010

WINGED FOX LLC·CRD# 150321

BD

Basking Ridge, NJ

September 16, 2009 - April 23, 2010

HUDSON DERIVATIVES, LLC·CRD# 139827

BD

New York, NY

July 30, 2009 - June 25, 2010

RENT SEEKER, LLC·CRD# 149932

BD

Sarasota, FL

July 28, 2009 - September 16, 2011

MP CAPITAL, L.P.·CRD# 140211

BD

Philadelphia, PA

May 26, 2009 - July 31, 2014

GOLDEN ANCHOR TRADING II LLC·CRD# 44248

BD

New York, NY

April 8, 2008 - June 3, 2009

TORO TRADING LLC·CRD# 115872

BD

Rumson, NJ

March 25, 2008 - October 10, 2013

MOG CAPITAL L.L.C.·CRD# 136805

BD

New York, NY

March 19, 2008 - January 2, 2013

LARGO TRADING, L.P.·CRD# 136801

BD

Merion Station, PA

February 6, 2008 - March 8, 2010

BEDROCK TRADING LTD·CRD# 43886

BD

Bala Cynwd, PA

February 6, 2008 - June 19, 2017

ALPHA FOCUS L.L.C.·CRD# 143799

BD

New York, NY

September 26, 2007 - December 2, 2008

GRAY WHALE CAPITAL, LLC·CRD# 143684

BD

Santa Barbara, CA

September 17, 2007 - December 5, 2013

C&C TRADING L.L.C.·CRD# 39302

BD

Greenwich, CT

June 14, 2007 - July 10, 2023

WILDCAT TRADING L.L.C.·CRD# 126467

BD

Carlisle, PA

April 18, 2007 - May 13, 2009

HAP TRADING, LLC·CRD# 44257

BD

New York, NY

February 13, 2007 - January 17, 2023

GOLDEN ANCHOR TRADING L.L.C.·CRD# 135858

BD

Plantation, FL

February 16, 2006 - July 10, 2009

THE GAUSSIAN GROUP, LLC·CRD# 138860

BD

New York, NY

February 3, 2006 - June 30, 2009

SBA TRADING, LLC·CRD# 44717

BD

Franklin Lakes, NJ

September 13, 2005 - July 31, 2006

GOLDEN ANCHOR TRADING II LLC·CRD# 44248

BD

New York, NY

September 13, 2005 - May 8, 2007

DC TRADING PARTNERS L.L.C.·CRD# 134113

BD

New York, NY

June 2, 2005 - June 29, 2007

VISTA CAPITAL, L.L.C.·CRD# 47018

BD

New York, NY

May 5, 2005 - September 25, 2019

WEB ASSOCIATES, INC.·CRD# 47369

BD

New York, NY

May 2, 2005 - October 31, 2008

BLUEFIN CAPITAL MANAGEMENT, LLC·CRD# 113892

BD

New York, NY

April 27, 2005 - February 8, 2010

STUYVESANT TRADING GROUP, L.L.C.·CRD# 41718

BD

New York, NY

April 21, 2005 - June 21, 2011

RAM TRADING LLC·CRD# 42645

BD

Flushing, NY

April 12, 2005 - February 6, 2008

STR TRADING PARTNERS L.L.C.·CRD# 41826

BD

New York, NY

April 12, 2005 - April 3, 2008

GARGOYLE STRATEGIC INVESTMENTS L.L.C.·CRD# 43238

BD

Englewood, NJ

April 11, 2005 - July 1, 2013

B&C PARTNERS LLC·CRD# 42840

BD

New York, NY

March 30, 2005 - May 4, 2006

SABRE II, LLC·CRD# 103320

BD

South Orange, NJ

March 30, 2005 - January 3, 2007

TORO TRADING LLC·CRD# 115872

BD

Rumson, NJ

March 30, 2005 - January 18, 2007

TRIPLE J. TRADING CO., L.L.C.·CRD# 40777

BD

Fort Lauderdale, FL

March 30, 2005 - May 3, 2007

ARI PARTNERS LLC·CRD# 126207

BD

Montecito, CA

March 30, 2005 - August 6, 2007

ROEPE ROSENFELD TRADING LLC·CRD# 42793

BD

Ridgefield, CT

March 30, 2005 - March 1, 2016

TORUS CAPITAL LLC·CRD# 131288

BD

Greenwich, CT

February 17, 2005 - September 4, 2007

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Current Firm

CT

CRITICAL TRADING, LLC

CRITICAL INVESTMENT GROUP | CRITICAL TRADING, LLC

CRD#: 165071 / SEC#: 8-69144

BD

Terminated by SEC on 09/23/2023

Contact Information

Established

Delaware since 06/04/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

Name	Position	CRD#
CRITICAL HOLDINGS, LLC	SOLE MEMBER	—
KRUGER, JOHN ROBERT	PRINCIPAL FINANCIAL OFFICER	4740278
KRUGER, JOHN ROBERT	FINOP	4740278
KRUGER, JOHN ROBERT	PRINCIPAL OPERATIONS OFFICER	4740278
MEYER, STEVEN DANIEL	CEO, CCO, COO	—
ROBIK, KEVIN T	MANAGER	—

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Jan 2023About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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