Christopher J. Hempstead
Professional summary
Christopher John Hempstead, who also goes by Chris Hempstead, is a registered financial professional currently at MIRAE ASSET SECURITIES (USA) INC. located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 9 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Hempstead's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2021 - Present
MIRAE ASSET SECURITIES (USA) INC.
Office #1: 810 Seventh Avenue 37th Floor, New York, NY 10019December 12, 2019 - September 27, 2021
NYLIFE DISTRIBUTORS LLC
November 21, 2017 - August 30, 2019
DEUTSCHE BANK SECURITIES INC.
November 1, 2013 - June 16, 2017
VIRTU AMERICAS LLC
December 1, 2011 - October 22, 2013
WALLACHBETH CAPITAL LLC
September 14, 2009 - December 6, 2011
COWEN AND COMPANY
September 23, 2008 - August 21, 2009
VDM CAPITAL MARKETS, LLC
October 22, 2003 - April 22, 2008
SUSQUEHANNA SECURITIES, LLC
September 26, 2003 - April 22, 2008
SUSQUEHANNA INVESTMENT GROUP
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 12/22/2009
Limited Representative-Equity Trader ExamCboe BZX Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MIRAE ASSET SECURITIES (USA) INC.
CRD#: 30679 / SEC#: , 8-45034
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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