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RQ

Rachael D. Qualls

LEE'S SUMMIT, MO 64063
Some features on this profile are disabled
CRD#: 4712116
RQ

Professional summary


Rachael Diane Qualls, who also goes by Rachael Diane Weber, was a registered financial professional .

Rachael is registered as a RR (Registered Representative) and started their career in finance in 2003. Rachael had worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 82TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Rachael Diane Weber

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 23, 2025 - Present

Office #1: 210 Sw Market Street, Lee's Summit, MO 64063
LEE'S SUMMIT, MO
Past

October 25, 2006 - January 24, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
HENDERSONVILLE, TN
Past

August 11, 2006 - January 24, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
HENDERSONVILLE, TN
Past

November 25, 2003 - August 14, 2006

EDWARD JONES

BD
CRD#: 250
HENDERSONVILLE, TN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 10/23/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 12/23/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 3/14/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current firm


No current employment

Red Flags


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Company Information


No current employment

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