Dimitri S. Tsioutsiopoulos

SCHWAB WEALTH ADVISORY

Los Angeles, CA 90067

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CRD#: 4712073

Professional summary

Dimitri Sotirios Tsioutsiopoulos, who also goes by Jim (nickname) Poulos (nickname), Dimitri Sotirios Tsioutsiopoulos, Dimitrios Sotirios Tsioutsiopoulos, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Los Angeles, California and CHARLES SCHWAB & CO., INC. located in Los Angeles, California.

Dimitri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Dimitri has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim (nickname) Poulos (nickname) | Dimitri Sotirios Tsioutsiopoulos | Dimitrios Sotirios Tsioutsiopoulos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dimitri Sotirios Tsioutsiopoulos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 2029 Century Park East, Suite #940, Los Angeles, CA 90067

RIA

CRD#: 159035

Los Angeles, CA

Current

June 25, 2025 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 2029 Century Park East Suite 940, Los Angeles, CA 90067

RIA

CRD#: 5393

Los Angeles, CA

Past

September 12, 2024 - May 30, 2025

MORGAN STANLEY

RIA

CRD#: 149777

Los Angeles, CA

Past

September 12, 2024 - May 30, 2025

MORGAN STANLEY

CRD#: 149777

Los Angeles, CA

Past

July 24, 2024 - September 10, 2024

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Past

March 30, 2022 - July 10, 2024

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Phoenix, AZ

Past

March 28, 2022 - March 28, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Past

October 13, 2016 - March 29, 2022

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

Phoenix, AZ

Past

August 17, 2010 - October 3, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Past

August 16, 2010 - September 10, 2024

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

Past

June 24, 2010 - August 18, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

SCOTTSDALE, AZ

Past

June 21, 2010 - August 18, 2010

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SCOTTSDALE, AZ

Past

June 3, 2008 - June 18, 2008

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

MENOMONEE FALLS, WI

Past

May 17, 2007 - June 18, 2008

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

MENOMONEE FALLS, WI

Past

May 3, 2004 - May 8, 2007

NYLIFE SECURITIES LLC

CRD#: 5167

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/25/2025)

IAR

California
(6/26/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/1/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/19/2017

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 9/18/2012

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 7/18/2012

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dimitri S. Tsioutsiopoulos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dimitri Sotirios Tsioutsiopoulos's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY

MORGAN STANLEY

CHARLES SCHWAB & CO., INC.

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/2007

Series 63

Date: 5/11/2004

SIE

Date: 10/1/2018

Series 7

Date: 9/13/2007

Series 6

Date: 5/1/2004

Series 24

Date: 8/19/2017

Series 9

Date: 9/18/2012

Series 10

Date: 7/18/2012

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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