Miguel Yanez
Professional summary
Miguel Yanez, who also goes by Mike Yanez, Michael Yanez, is a registered financial professional currently at SECURITIZE MARKETS, LLC located in Canyon Lake, Texas.
Miguel is registered as a RR (Registered Representative) and started their career in finance in 2004. Miguel has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Miguel Yanez's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 22, 2023 - Present
SECURITIZE MARKETS, LLC
July 20, 2022 - August 21, 2023
GROVE POINT INVESTMENTS, LLC
April 28, 2022 - July 15, 2022
SI SECURITIES, LLC
April 7, 2014 - March 18, 2022
GROVE POINT INVESTMENTS, LLC
February 3, 2012 - March 28, 2014
FORESTERS EQUITY SERVICES, INC.
April 25, 2006 - December 8, 2011
LPL FINANCIAL LLC
January 7, 2004 - August 9, 2004
M.L. STERN & CO., LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/22/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SECURITIZE MARKETS, LLC
CRD#: 283256 / SEC#: , 8-69743
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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