Jeffrey N. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Neal Miller, ChFC®, CLU®, who also goes by Jeff Miller, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2003. Jeffrey had worked at 9 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, Series 62, Series 79TO, SIE, Series 7, Series 6, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2024 - November 13, 2025
NFSG CORPORATION
September 9, 2024 - November 13, 2025
NEWBRIDGE SECURITIES CORPORATION
November 4, 2021 - August 19, 2024
KOVACK ADVISORS, INC.
October 11, 2021 - August 19, 2024
KOVACK SECURITIES INC.
October 30, 2018 - October 20, 2021
TRIAD ADVISORS LLC
October 30, 2018 - October 20, 2021
TRIAD ADVISORS LLC
July 13, 2012 - October 19, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 12, 2007 - October 19, 2018
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 16, 2006 - November 2, 2007
AURA FINANCIAL SERVICES, INC.
October 31, 2003 - December 6, 2005
AMERITAS INVESTMENT COMPANY, LLC
September 30, 2003 - October 31, 2003
THE ADVISORS GROUP, INC.
Primary Firm SEC Registration
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
NFSG CORPORATION
CRD#: 130814 / SEC#: 801-68448
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,607 |
| AUM (Assets Under Management) | $ 1,082,643,515 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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