William Casey
Professional summary
William Casey, who also goes by William A Casey, William Casey, is a registered financial professional currently at J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. located in Jersey City, New Jersey.
William is registered as a RR (Registered Representative) and started their career in finance in 2003. William has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 14, Series 4, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Casey's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2014 - Present
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
Office #1: 480 Washington Blvd, Jersey City, NJ 07310November 16, 2009 - September 4, 2014
J.P. MORGAN SECURITIES LLC
July 18, 2005 - November 27, 2007
PORTIGON SECURITIES INC.
October 13, 2003 - July 28, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/14/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
CRD#: 102920 / SEC#: 801-64031, 8-52182
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| DONOHUE, JOHN THOMAS | DIRECTOR | 2372302 |
| HOFFMANN, JAMES ARTHUR | CHIEF ADMINISTRATIVE OFFICER | 1949574 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | PRESIDENT AND DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
| STRIFE, LOREN T | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | 5393453 |
Red Flags
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