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Christopher Phillip Pikula

CRD# 4711663·Registered 2003 - 2026
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Phillip Pikula, who also goes by Christopher Philip Pikula, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2003 - 2026. Christopher had worked at 5 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher Philip Pikula

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

CITADEL SECURITIES INSTITUTIONAL LLC·CRD# 281102
BD
New York, NY
June 10, 2019 - June 18, 2026
CITADEL SECURITIES LLC·CRD# 116797
BD
New York, NY
September 14, 2017 - June 18, 2026
SUSQUEHANNA INVESTMENT GROUP·CRD# 33875
BD
Bala Cynwyd, PA
July 27, 2012 - January 22, 2015
SUSQUEHANNA SECURITIES, LLC·CRD# 35874
BD
Bala Cynwyd, PA
March 25, 2011 - January 19, 2016
JANE STREET CAPITAL, LLC·CRD# 103782
BD
New York, NY
June 4, 2009 - September 8, 2010
SUSQUEHANNA SECURITIES, LLC·CRD# 35874
BD
Bala Cynwyd, PA
October 22, 2003 - April 14, 2009
SUSQUEHANNA INVESTMENT GROUP·CRD# 33875
BD
Bala Cynwyd, PA
October 1, 2003 - April 14, 2009

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Current Firm

CS
CITADEL SECURITIES INSTITUTIONAL LLC

CITADEL SECURITIES INSTITUTIONAL LLC

CRD#: 281102 / SEC#: 8-69663
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

830 Brickell Plaza Floor 15, Miami, FL 33131

Mailing Address

830 Brickell Plaza Floor 15, Miami, FL 33131

Phone Number

(305) 929-6851

Established

Delaware since 06/08/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (16 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CSHC US LLCOWNER—
ZHAO, PENGCHIEF EXECUTIVE OFFICER4978269
CARROLL, SEAN VINCENTPRINCIPAL OPERATIONS OFFICER2518443
CITADEL SECURITIES GROUP LP (FKA CALC IV LP)MANAGING MEMBER—
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER AND FINOP5587809
LEVY, SETH GARDNERCHIEF COMPLIANCE OFFICER7718259

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2019About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2009About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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