Henry Sanchez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Sanchez JR., who also goes by Hank Sanchez, Hank Sanchez Jr., Henry Sanchez, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2004. Henry had worked at 14 firms and has passed the Series 65, Series 66, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2020 - September 24, 2020
GLADSTONE WEALTH PARTNERS
July 2, 2019 - October 10, 2019
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
May 2, 2019 - December 23, 2019
LAZEAR CAPITAL SECURITIES, LLC
August 10, 2018 - October 22, 2018
SIGNATOR INVESTORS, INC.
May 9, 2018 - October 22, 2018
SIGNATOR INVESTORS, INC.
October 18, 2017 - April 2, 2018
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
September 19, 2017 - March 23, 2018
HANCOCK WHITNEY INVESTMENT SERVICES INC.
July 10, 2017 - May 16, 2019
ZYNCAP SECURITIES, LLC
June 3, 2015 - July 28, 2016
HANCOCK WHITNEY INVESTMENT SERVICES INC.
April 10, 2014 - May 29, 2015
CARY STREET PARTNERS
August 3, 2011 - April 16, 2012
GILFORD FINANCIAL CORP.
August 3, 2011 - April 16, 2012
GILFORD SECURITIES INCORPORATED
January 19, 2011 - June 3, 2011
GILFORD FINANCIAL CORP.
January 18, 2011 - June 3, 2011
GILFORD SECURITIES INCORPORATED
July 24, 2009 - August 4, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
November 9, 2006 - August 3, 2010
LPL FINANCIAL LLC
May 17, 2006 - August 3, 2010
LPL FINANCIAL LLC
January 7, 2005 - March 23, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 6, 2005 - March 23, 2006
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 23, 2004 - December 17, 2004
OSAIC WEALTH, INC.
May 14, 2004 - August 31, 2004
HIGH MARK SECURITIES, INC.
January 3, 2004 - August 31, 2004
HIGH MARK SECURITIES, INC.
Primary Firm SEC Registration
GLADSTONE WEALTH PARTNERS
CRD#: 250787 / SEC#: 801-101532
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLADSTONE WEALTH PARTNERS
CRD#: 250787 / SEC#: 801-101532
Contact information
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17,810 |
| AUM (Assets Under Management) | $ 4,943,971,956 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
