Anthony S. Gould
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Simon Gould, who also goes by Anthony Gould, Tony Gould, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2003. Anthony had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2022 - April 22, 2024
NISA INVESTMENT ADVISORS, LLC
January 2, 2019 - April 5, 2022
AQR INVESTMENTS, LLC
November 17, 2016 - December 31, 2018
ALPS DISTRIBUTORS, INC.
August 24, 2011 - June 28, 2016
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
March 19, 2010 - August 16, 2010
BARCLAYS CAPITAL INC.
September 22, 2008 - January 25, 2010
BARCLAYS CAPITAL INC.
November 4, 2003 - September 22, 2008
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
NISA INVESTMENT ADVISORS, LLC
CRD#: 107313 / SEC#: 801-45153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NISA INVESTMENT ADVISORS, LLC
CRD#: 107313 / SEC#: 801-45153
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 428 |
| AUM (Assets Under Management) | $ 315,286,272,054 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
