Edward Joseph Wolf Jr
Professional Summary
Edward Joseph Wolf JR, who also goes by Ed Joseph Wolf Jr., Ed Joseph Wolf, Edward Joseph Wolf, Edward Jospeh Wolf Jr, was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1982 - 2001. Edward had worked at 6 firms and has passed the Series 6 and Series 1 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ed Joseph Wolf Jr., Ed Joseph Wolf, Edward Joseph Wolf, Edward Jospeh Wolf Jr
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
50 years in the financial services industry
Current & Past Employments
Past
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Current Firm
CAPITAL ONE INVESTMENTS, L.L.C. | HIBERNIA INVESTMENTS, L.L.C. | HIBERNIA INVESTMENT SECURITIES INC. | CAPITAL ONE SECURITIES, LLC | CAPITAL ONE SECURITIES, L.L.C. | CAPITAL ONE INVESTMENTS, LLC
Contact Information
Established
Louisiana since 01/01/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL ONE, N.A. | SOLE SHARE OWNER | — |
| BARNES, DONALD JOSEPH II | MEMBER OF MANAGEMENT COMMITTEE | — |
| COOPER, KEYAN MARIE | SROP/CROP | 4268042 |
| DEBLANC, RONALD JOSEPH | VP, CHIEF FINANCIAL OFFICER | 1672968 |
| DELO, DANIEL MARK | MUNICIPAL SECURITIES PRINCIPAL | 2242301 |
| EMIG, JANET CLARE | BROKERAGE OPERATIONS MANAGER | 4702727 |
| GOLDBERG, KENNETH L. | MEMBER OF MANAGEMENT COMMITTEE | 4053655 |
| LABENNE, ANDREW DENNIS | MEMBER OF MANAGEMENT COMMITTEE | 5460014 |
| LEE, DONALD PAUL | MEMBER OF MANAGEMENT COMMITTEE | 1174842 |
| MARCOTTE, BRIAN TROY | CHIEF COMPLIANCE OFFICER | 1182101 |
| TALBOT, MICHAEL MERRITT | MEMBER OF MANAGEMENT COMMITTEE/PRESIDENT & CEO | 1296293 |
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1993About the Series 6 examSeries 1 — Registered Representative Examination
Passed Aug 1976Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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