Vincent P. Cicco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Philip Cicco was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2003. Vincent had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2011 - August 3, 2015
LIVEVOL SECURITIES, INC.
August 31, 2009 - May 27, 2010
TRINITY DERIVATIVES GROUP, LLC
March 17, 2008 - August 3, 2009
VISTA CAPITAL, L.L.C.
September 27, 2007 - December 20, 2007
MOG CAPITAL L.L.C.
March 10, 2005 - October 26, 2007
GERONIMO LLC
January 5, 2004 - March 23, 2005
KELLOGG CAPITAL GROUP LLC
October 12, 2003 - January 2, 2004
COHEN, DUFFY, MCGOWAN & CO. LLC
October 12, 2003 - January 2, 2004
CDM SPECIALISTS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LIVEVOL SECURITIES, INC.
CRD#: 23670 / SEC#: , 8-40623
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LIVEVOL, INC. | OWNER | |
| ALVIRA, LUIS | MANAGING DIRECTOR, CCO | 2714996 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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