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OF

Ousama N. Fayek

GROUP ONE TRADING LLC
New York, NY 10004
Some features on this profile are disabled
CRD#: 4711186
OF

Professional summary

Ousama Noshey Fayek is a registered financial professional currently at GROUP ONE TRADING LLC located in New York, New York.

Ousama is registered as a RR (Registered Representative) and started their career in finance in 2003. Ousama has worked at 4 firms and has passed the Series 66, Series 57TO, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ousama Noshey Fayek's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 12, 2018 - Present

GROUP ONE TRADING LLC

Office #1: 11 Broadway Suite 360, New York, NY 10004
BD
CRD#: 37484
New York, NY
Past

March 2, 2017 - September 19, 2018

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
STAMFORD, CT
Past

May 16, 2016 - September 19, 2018

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
STAMFORD, CT
Past

August 9, 2013 - August 19, 2014

SUMO CAPITAL, LLC

BD
CRD#: 146310
CHICAGO, IL
Past

August 13, 2010 - June 28, 2013

ALEXANDRIA CAPITAL PARTNERS, L.P.

BD
CRD#: 154585
DOYLESTOWN, PA
Past

September 26, 2003 - August 21, 2008

GROUP ONE TRADING LLC

BD
CRD#: 37484
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/29/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/16/2016
General Securities Representative Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

GO
GROUP ONE TRADING LLC
GROUP ONE TRADING LLC | GROUP ONE TRADING, L.P.

CRD#: 37484 / SEC#: , 8-47762

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 S Financial Place Suite 3400, Chicago, IL 60605
Mailing Address
425 S Financial Place Suite 3400, Chicago, IL 60605
Phone number
(312) 347-8864
Established
Delaware since 10/01/2024
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
GROUP ONE HOLDINGS LLCMEMBER
GROSAM, CHAD JAMESCHIEF FINANCIAL OFFICER4510772
HUTCHINSON, JAMES FRANCISCHIEF OPERATING OFFICER2425738
KINAHAN, JOHN ANTHONYCEO5877952
TONDO-KRAMER, KYLECHIEF COMPLIANCE OFFICER6034373

Disclosures

Regulatory Event33

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GROUP ONE TRADING LLC

CRD#: 37484New York, NY 10004

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