Jarvis L. Buckman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jarvis Lamar Buckman, who also goes by Jarvis L Buckman, was a registered financial professional .
Jarvis is a previously registered financial professional and started their career in finance in 2003. Jarvis had worked at 5 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2023 - May 28, 2024
LESTE USA
August 23, 2011 - May 30, 2014
CREDIT SUISSE SECURITIES (USA) LLC
January 31, 2007 - April 28, 2008
CREDIT AGRICOLE SECURITIES (USA) INC.
July 28, 2006 - January 30, 2007
SG AMERICAS SECURITIES, LLC
November 5, 2003 - July 19, 2006
J.P. MORGAN SECURITIES INC.
Primary Firm SEC Registration
LESTE USA
CRD#: 301289 / SEC#: 801-117206, 8-70614
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 10/5/2023
Limited Representative-Private Securities OfferingsCurrent Firm
LESTE USA
CRD#: 301289 / SEC#: 801-117206, 8-70614
Contact information
SEC notice filing (1 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 121,482,316 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
