Lawrence J. Shaw

SHAW FINANCIAL SOLUTIONS LLC

CORAL GABLES, FL 33134

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CRD#: 4710990

Professional summary

Lawrence Julian Shaw, who also goes by Larry Shaw, is a registered financial advisor currently at SHAW FINANCIAL SOLUTIONS LLC located in Coral Gables, Florida.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Lawrence has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Shaw

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)MEMBER/PARTNER OF ANDRASTE PARTNERS LLC (FL),USED TO FACILITATE EXPENSES IN CONNECTION WITH BROKERAGE OFFICE. 2.) Shaw Financial Solutions, investment related activity, located at 1600 Ponce De Leon Blvd Suite 806, Coral Gables, FL, is a RIA, working as an IAR, starting in Feb 2024, working 120 hrs a month advising clients. 3.)Shaw Capital Allocations, LLC, not investment related, located at 1600 Ponce De Leon Blvd, Suite 806, Coral Gables, FL, PIV working as a silent partner through passive investments in real estate, working approx 1 hr a month, starting in march 2024.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Julian Shaw's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2024 - Present

SHAW FINANCIAL SOLUTIONS LLC

Office #1: 2121 Ponce De Leon Blvd Ste 405, Coral Gables, FL 33134

RIA

CRD#: 329057

CORAL GABLES, FL

Past

May 17, 2022 - June 11, 2024

PRECISE INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 282557

Coral Gables, FL

Past

June 30, 2009 - October 14, 2024

INSIGHT SECURITIES, INC.

RIA

CRD#: 5611

CORAL GABLES, FL

Past

June 23, 2009 - October 14, 2024

INSIGHT SECURITIES, INC.

CRD#: 5611

CORAL GABLES, FL

Past

January 26, 2004 - June 22, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MIAMI, FL

Past

January 1, 2004 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 1, 2004 - June 22, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/1/2024)

IAR

Texas
(1/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/16/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2003

General Securities Representative Examination

Current Firm

SHAW FINANCIAL SOLUTIONS LLC

CRD#: 329057 / SEC#:

Florida

Registered Investment Advisory firm - (2/1/2024 Approved)

Texas

Registered Investment Advisory firm - (12/8/2023 Conditional Restricted)

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Contact information

Main Address

2121 Ponce De Leon Blvd Ste 405, Coral Gables, FL 33134

Mailing Address

Phone number

(305) 443-1706

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	181
AUM (Assets Under Management)	$ 88,630,035

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lawrence J. Shaw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Julian Shaw's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHAW FINANCIAL SOLUTIONS LLC

PRECISE INVESTMENT MANAGEMENT, INC.

INSIGHT SECURITIES, INC.

INSIGHT SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/16/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/23/2003

Current Firm

SHAW FINANCIAL SOLUTIONS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHAW FINANCIAL SOLUTIONS LLC

TRUST BUT VERIFY

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