Michael A. Castino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Angelo Castino, who also goes by Michael A Castino, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2005. Michael had worked at 8 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2019 - March 30, 2020
QUASAR DISTRIBUTORS, LLC
May 17, 2013 - December 31, 2015
QUASAR DISTRIBUTORS, LLC
September 20, 2012 - January 24, 2013
ZACKS INVESTMENT MANAGEMENT, INC.
February 27, 2012 - January 4, 2013
LBMZ SECURITIES, INC.
October 27, 2009 - January 10, 2012
MARCO POLO SECURITIES INC.
May 15, 2007 - November 4, 2008
GUGGENHEIM INVESTMENTS
May 15, 2007 - November 4, 2008
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
April 5, 2007 - June 5, 2007
FISHER INVESTMENTS
October 11, 2005 - March 22, 2007
GUGGENHEIM INVESTMENTS
September 12, 2005 - March 22, 2007
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
July 13, 2005 - August 1, 2005
JANE STREET CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
