RM
Ryan Mclain
M HOLDINGS SECURITIES
Fort Myers, FL 33912
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CRD#: 4710800
RM
Professional summary
Ryan Mclain is a registered financial advisor currently at M HOLDINGS SECURITIES, INC. located in Fort Myers, Florida.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Ryan has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LeeLac, Inc; 9001 Gladiolus Preserve City Fort Myers, FL 33908; Non-profit Youth Lacrosse Organization; Not Investment Related; President Elect; Board member to decide on rules of play, locations of games, uniforms; 04/11/2023; 20 hours per month; 0 hours per month during trading hours. 2) Meridian Financial Group, LLC; 13710 Ben C Pratt / Six Mile Cypress Pkwy Suite 3 Fort Myers, FL 33912; Member Firm Affiliation; Investment Related; Director of Operations; Managing technology, providing investment and insurance products to clients; 04/18/2023; 160 hours per month; 160 hours per month during trading hours. 3) Meridian Business Consultants, LLC; 13710 Ben C Pratt / Six Mile Cypress Suite 3 Fort Myers, FL 33912; Business Consulting Services; Not Investment Related; Director of Operations; Manage office personnel, manage contracts, manage technology; 04/18/2023; 20 hours per month; 10 hours per month during trading hours. 4) Ryan Mclain; 21560 Bella Terra Blvd Esyero, FL 33928; Sole Prop; Not Investment Related; Owner; Selling and servicing fixed insurance products; 12/29/2023; 5 hours per month; 5 hours per month during trading hours. 5) Ryan McLain-Notary; 21560 Bella Terra Blvd, Estero FL 33928; Performing duties of a Notary, affirming documents and oaths; Not Investment Related; Notary; Providing Notary services to those people requesting it; 6.25.2024; 2 hours per month; 0 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Mclain's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Mclain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 7, 2023 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 13710 Ben C Pratt Six Mile Cypress Parkway Suite 3, Fort Myers, FL 33912RIA
BD
CRD#: 43285
Fort Myers, FL
Current
April 6, 2023 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 13710 Ben C Pratt Six Mile Cypress Parkway Suite 3, Fort Myers, FL 33912RIA
BD
CRD#: 43285
Fort Myers, FL
Past
November 26, 2019 - April 6, 2023
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
NAPLES, FL
Past
November 22, 2019 - April 6, 2023
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
NAPLES, FL
Past
January 30, 2006 - December 4, 2019
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
FORT MYERS, FL
Past
October 22, 2003 - December 4, 2019
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
FORT MYERS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(4/6/2023)
RR
Florida(4/6/2023)
IAR
Florida(4/7/2023)
RR
Indiana(6/6/2024)
RR
Iowa(6/6/2024)
RR
Kentucky(12/4/2024)
RR
Michigan(2/13/2024)
RR
Montana(6/6/2024)
RR
North Carolina(4/12/2023)
RR
South Carolina(6/6/2024)
RR
Virginia(7/26/2023)
RR
Washington(6/6/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MH
M HOLDINGS SECURITIES, INC.
M HOLDINGS SECURITIES, INC.
CRD#: 43285 / SEC#: 801-57304, 8-50214
RIA
Registered Investment Advisory firm - SEC (3/14/2000 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 N.w. Couch Street Suite 900, Portland, OR 97209
Mailing Address
P.o. Box 2207, Portland, OR 97208-2207
Phone number
(888) 520-6784
Established
Oregon since 03/21/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,442
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| M FINANCIAL HOLDINGS INCORPORATED | EQUITY OWNER | |
| HANEY-JACKSON, LAURA ELIZABETH | VICE PRESIDENT - PRINCIPAL OPERATIONS OFFICER | 4771801 |
| LUDWIG, STEVEN CHARLES | CHIEF COMPLIANCE OFFICER | 2440911 |
| ROGERS, MARIA RENEE | PRINCIPAL FINANCIAL OFFICER | 2442526 |
| SCHOONMAKER, MICHAEL SKI | CHIEF EXECUTIVE OFFICER | 2408456 |
Regulatory assets under management
| Total Number of Accounts | 8,234 |
| AUM (Assets Under Management) | $ 4,078,516,284 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/10/2025 | ||
| 11/13/2024 | ||
| 08/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
M HOLDINGS SECURITIES, INC.
CRD#: 43285Fort Myers, FL 33912TRUST BUT VERIFY
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