Lawrence E. Wolcott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Evan Wolcott was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1973. Lawrence had worked at 9 firms and has passed the Series 3 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 1987 - December 2, 1987
GREAT AMERICAN SECURITIES INC.
August 14, 1985 - July 16, 1987
LEHMAN BROTHERS INC.
July 29, 1981 - September 6, 1985
PRUDENTIAL EQUITY GROUP, LLC
April 13, 1981 - September 12, 1981
WEDBUSH SECURITIES INC.
January 6, 1978 - February 26, 1981
JEFFERIES EXECUTION SERVICES, INC.
September 16, 1977 - January 27, 1978
PRUDENTIAL EQUITY GROUP, LLC
July 26, 1976 - July 9, 1977
L. F. ROTHSCHILD & CO. INCORPORATED
December 10, 1974 - June 30, 1976
HUGH JOHNSON & COMPANY INC.
September 6, 1973 - November 17, 1974
KIDDER, PEABODY & CO., INCORPORATED
March 15, 1973 - November 18, 1973
DOMIK CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/8/1973
Registered Representative ExaminationCurrent Firm
GREAT AMERICAN SECURITIES INC.
CRD#: 7504 / SEC#: , 8-21738
Contact information
Documents
Red Flags
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