Dhiraj V. Aggarwal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dhiraj Vinod Aggarwal, who also goes by Dhiraj V Aggarwal, was a registered financial professional .
Dhiraj is a previously registered financial professional and started their career in finance in 2003. Dhiraj had worked at 4 firms and has passed the Series 63, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2012 - June 30, 2014
KPMG CORPORATE FINANCE LLC
October 1, 2008 - April 16, 2010
J.P. MORGAN SECURITIES LLC
June 2, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
December 20, 2007 - June 2, 2008
J.P. MORGAN SECURITIES LLC
December 12, 2003 - July 15, 2005
IFL CAPITAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KPMG CORPORATE FINANCE LLC
CRD#: 103973 / SEC#: , 8-52462
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
