Dennis O. Wells
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Olson Wells was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 2003. Dennis had worked at 6 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - April 23, 2018
INTEGRAL DERIVATIVES, LLC
January 25, 2007 - January 12, 2009
AGS SPECIALISTS II, LLC
January 24, 2005 - June 26, 2006
FRANK ASSOCIATES L.L.C.
May 25, 2004 - February 8, 2007
AGS SPECIALISTS LLC
January 3, 2004 - April 2, 2004
AGS SPECIALISTS LLC
October 12, 2003 - January 2, 2004
COHEN, DUFFY, MCGOWAN & CO. LLC
October 12, 2003 - January 2, 2004
CDM SPECIALISTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTEGRAL DERIVATIVES, LLC
CRD#: 149087 / SEC#: , 8-68102
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
