William H. Hageman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Hess Hageman was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2004. William had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2019 - March 23, 2020
EDGEWATER CAPITAL, LLC
September 3, 2015 - January 22, 2019
RBC CAPITAL MARKETS, LLC
October 1, 2008 - September 1, 2015
J.P. MORGAN SECURITIES LLC
August 1, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
October 16, 2006 - March 2, 2007
J.P. MORGAN SECURITIES INC.
April 7, 2004 - December 20, 2005
WEDBUSH SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDGEWATER CAPITAL, LLC
CRD#: 128898 / SEC#: , 8-66184
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KRAMER, CHRISTOPHER ALEXANDER | PRESIDENT, CCO, CFO | 4352074 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
