Hannah G. Clements
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hannah Gussie Clements was a registered financial professional .
Hannah is a previously registered financial professional and started their career in finance in 2006. Hannah had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2013 - June 1, 2018
EXECUTION ACCESS, LLC
January 2, 2012 - July 11, 2013
BGC FINANCIAL, L.P.
April 24, 2007 - August 25, 2011
CITIGROUP GLOBAL MARKETS INC.
July 11, 2006 - April 10, 2007
COMMERZ MARKETS LLC
State Registrations and Notice Filings
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Exams
Current Firm
EXECUTION ACCESS, LLC
CRD#: 148423 / SEC#: , 8-68021
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
