Richard Joseph Wojcik
CFP®Professional Summary
Richard Joseph Wojcik, CFP® is a registered financial advisor currently at NEFPG located in Burlington, Massachusetts and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Burlington, Massachusetts. Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Richard has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 31, Series 1, Series 51 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
58 years in the financial services industry
Current & Past Employments
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Current Firm
NEFPG | WOJCIK RICHARD J | NEW ENGLAND FINANCIAL PLANNING GROUP, LLC | NEW ENGLAND FINANCIAL PLANNING GROUP
Contact Information
Main Address
69 Winn Street, Burlington, MA 01803Phone Number
(781) 272-2200# of Employees
6SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
709AUM (Assets Under Management)
$246,119,348Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
NEFPG | WOJCIK RICHARD J | NEW ENGLAND FINANCIAL PLANNING GROUP, LLC | NEW ENGLAND FINANCIAL PLANNING GROUP
State Registrations and Notice Filings
(2/10/2004)
(6/26/2009)
(2/20/2018)
(9/13/2001)
(7/22/2005)
(9/6/1991)
(1/6/2000)
(12/4/1991)
(1/29/1979)
(5/9/1995)
(12/21/2018)
(3/5/1983)
(3/14/1996)
(1/9/1985)
(5/11/1990)
(12/4/2003)
(4/23/2007)
(4/20/2017)
(7/11/2006)
(12/3/2018)
(2/23/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jul 1968SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Richard Joseph Wojcik's CRS (Customer Relationship Summary).
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