RW
Richard J. Wojcik
NEFPG
BURLINGTON, MA 01803
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CRD#: 471029
RW
Professional summary
Richard Joseph Wojcik, CFP® is a registered financial advisor currently at NEFPG located in Burlington, Massachusetts and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Burlington, Massachusetts.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1969. Richard has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 31, Series 1, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: nefpg,llc Address: 69 Winn St, Burlington, MA, 01803-4806, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/31/2019 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: General Support (2)Name of Business: Suffolk County Probate Court Address: 57 Orchard Park Ln, Hudson, NH, 03051, United States Activity Type: Control Person Position/Title: Personal representative (Acting) Investment Related: Yes Start Date: 09/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Acting as a " co-personal representative" for a deceased cousins estate probate process
CRS (Client Relationship Summary) - RIA
Click below to view Richard Joseph Wojcik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
May 9, 1995 - Present
NEFPG
Office #1: 69 Winn Street, Burlington, MA 01803RIA
CRD#: 105254
BURLINGTON, MA
Current
February 8, 1979 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 69 Winn Sreet, Burlington, MA 01803-4199BD
CRD#: 6694
Burlington, MA
Past
February 23, 2016 - July 16, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
BURLINGTON, MA
Past
February 8, 1979 - August 7, 1984
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
Past
April 8, 1976 - March 1, 1979
OSAIC FS, INC.
BD
CRD#: 3870
Past
July 23, 1975 - October 1, 1977
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 6695
Past
July 12, 1974 - July 17, 1975
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
Past
June 20, 1974 - July 12, 1974
ENTERPRISE FUND DISTRIBUTORS, INC.
BD
CRD#: 883
Past
September 12, 1972 - July 12, 1974
INDEPENDENT FINANCIAL PLANNERS CORPORATION
BD
CRD#: 653
Past
October 17, 1969 - September 30, 1972
SECURITY INVESTMENT SERVICES CORP.
BD
CRD#: 760
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEFPG
NEFPG | WOJCIK RICHARD J | NEW ENGLAND FINANCIAL PLANNING GROUP, LLC | NEW ENGLAND FINANCIAL PLANNING GROUP
CRD#: 105254 / SEC#: 801-17130
RIA
Registered Investment Advisory firm - (5/17/1982 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/10/2004)
RR
California(6/26/2009)
RR
Colorado(2/20/2018)
RR
Connecticut(9/13/2001)
RR
Delaware(7/22/2005)
RR
Florida(9/6/1991)
RR
Georgia(1/6/2000)
RR
Maine(12/4/1991)
RR
Massachusetts(1/29/1979)
IAR
Massachusetts(5/9/1995)
RR
Montana(12/21/2018)
RR
New Hampshire(3/5/1983)
IAR
New Hampshire(3/14/1996)
RR
New Jersey(1/9/1985)
RR
New York(5/11/1990)
RR
North Carolina(12/4/2003)
RR
Ohio(4/23/2007)
RR
Pennsylvania(4/20/2017)
RR
South Carolina(7/11/2006)
RR
Texas(12/3/2018)
RR
Virginia(2/23/2006)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/23/1968
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NE
NEFPG
NEFPG | WOJCIK RICHARD J | NEW ENGLAND FINANCIAL PLANNING GROUP, LLC | NEW ENGLAND FINANCIAL PLANNING GROUP
CRD#: 105254 / SEC#: 801-17130
RIA
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Contact information
Main Address
69 Winn Street, Burlington, MA 01803
Mailing Address
Phone number
(781) 272-2200
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 709 |
| AUM (Assets Under Management) | $ 226,887,104 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEFPG
CRD#: 105254Burlington, MA 01803TRUST BUT VERIFY
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