Addy Haas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Addy Haas was a registered financial professional .
Addy is a previously registered financial professional and started their career in finance in 2003. Addy had worked at 2 firms and has passed the SIE, Series 7 and Series 44 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2011 - September 30, 2015
CUTLER GROUP, LLC
September 26, 2003 - March 9, 2010
GROUP ONE TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 44
Date: 7/14/2006
PCX Market Maker ExamCurrent Firm
CUTLER GROUP, LLC
CRD#: 31730 / SEC#: , 8-42415
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 27 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
