Joseph Jerome Ceasar
Professional Summary
Joseph Jerome Ceasar, who also goes by Joe Ceasar, is a registered financial advisor currently at 11 FINANCIAL located in Lufkin, Texas. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Joseph has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joe Ceasar
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
11 FINANCIAL | WHATS A ROLLOVER | PHYSICIAN FINANCIAL PLANNING | NO SWEAT RETIREMENT | KOVAR WEALTH MANAGEMENT | KOVAR CAPITAL MANAGEMENT LLC | KOVAR CAPITAL | K-WM LLC | HOW TO RETIRE IN TEXAS | FINANCE STRATEGIES
Contact Information
Main Address
504 S First St., Lufkin, TX 75901Phone Number
(936) 899-5629# of Employees
6Regulatory Assets Under Management
Total Number of Accounts
232AUM (Assets Under Management)
$36,813,959Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(1/28/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Joseph Jerome Ceasar's CRS (Customer Relationship Summary).
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