MI
Michael C. Iannucci
ANOS CAPITAL
Brooklyn, NY
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CRD#: 4709972
MI
Professional summary
Michael Christopher Iannucci is a registered financial advisor currently at ANOS CAPITAL, LLC located in Brooklyn, New York.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Christopher Iannucci's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Christopher Iannucci's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 17, 2021 - Present
ANOS CAPITAL, LLC
Office #2: 405 Lexington Avenue 9th Floor, New York, NY 10174Office #3: 405 Lexington Avenue 9th Floor, New York, NY 10174RIA
BD
CRD#: 284714
Brooklyn, NY
Current
October 22, 2016 - Present
ANOS CAPITAL, LLC
Office #1: 405 Lexington Avenue 9th Floor, New York, NY 10174Office #2: 405 Lexington Avenue 9th Floor, New York, NY 10174RIA
BD
CRD#: 284714
NEW YORK, NY
Past
March 2, 2004 - November 7, 2016
ABEL/NOSER CORP.
BD
CRD#: 7537
NEW YORK, NY
Past
January 13, 2004 - March 2, 2004
JBS SECURITIES CORP.
BD
CRD#: 37458
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(1/5/2017)
RR
New Hampshire(7/13/2017)
RR
New Jersey(11/9/2016)
RR
New York(10/22/2016)
IAR
New York(3/17/2021)
RR
Tennessee(4/19/2023)
RR
Texas(12/8/2016)
RR
Virginia(10/22/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 10/26/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
AC
ANOS CAPITAL, LLC
ABEL NOSER, LLC. | ANOS CAPITAL, LLC | ANOS CAPITAL, L.L.C. | ABEL/NOSER, L.L.C.
CRD#: 284714 / SEC#: , 8-69809
New York
Registered Investment Advisory firm - SEC (6/9/2017 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
405 Lexington Avenue 9th Floor, New York, NY 10174
Mailing Address
405 Lexington Avenue 9th Floor, New York, NY 10174
Phone number
(646) 432-4100
Established
Delaware since 04/21/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
24
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ANOS HOLDINGS, LLC | OWNER | |
| DALLAL, JEFFREY HARON | PRESIDENT/CHIEF OPERATING OFFICER | 2316096 |
| DANIELE, EDWARD ROBERT | CHIEF COMPLIANCE OFFICER/AML OFFICER | 1224878 |
| EMMERICH, CLIFFORD GENNARO | SENIOR MANAGING DIRECTOR HEAD OF SALES AND TRADING | 2412767 |
| IANNUCCI, MICHAEL CHRISTOPHER | IA TRANSITION MANAGEMENT | 4709972 |
| PAPATSOS, JOHN NICK | FINOP | 4416912 |
| RIVELLI, DOUGLAS DUVALL | CHIEF EXECUTIVE OFFICER | 2174199 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
