Thomas J. Manetta

MANETTA WEALTH

SAN RAMON, CA 94582

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CRD#: 4709940

Professional summary

Thomas Joseph Manetta, who also goes by Tom Manetta, is a registered financial advisor currently at MANETTA WEALTH located in San Ramon, California.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Thomas has worked at 16 firms and has passed the Series 66, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tom Manetta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Manetta is dually registered with Perigon Wealth Management, LLC ("Perigon") and Manetta Wealth Management, Inc. ("Manetta Wealth Management"). Mr. Manetta has served as an investment advisor representative ("IAR") of Perigon since 03/2019 and as an IAR of Manetta Wealth Management since 01/2024. Business is conducted at the reported address.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Manetta's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2024 - Present

MANETTA WEALTH

Office #1: 7782 Stoneleaf Road, San Ramon, CA 94582

CRD#: 10740

SAN FRANCISCO, CA

Past

October 3, 2006 - January 4, 2007

WHITEHALL-PARKER SECURITIES, INC.

CRD#: 10608

SAN RAFAEL, CA

Past

August 30, 2004 - December 5, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SAN FRANCISCO, CA

Past

August 30, 2004 - December 5, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

December 17, 2003 - August 3, 2004

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

December 17, 2003 - August 3, 2004

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/16/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/12/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/15/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/30/2003

General Securities Representative Examination

Current Firm

MANETTA WEALTH

MANETTA WEALTH | MANETTA WEALTH MANAGEMENT INC. | MANETTA WEALTH MANAGEMENT

CRD#: 328836 / SEC#:

California

Registered Investment Advisory firm - (1/3/2024 Approved)

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Contact information

Main Address

4115 Blackhawk Plaza Circle, Suite 100, Danville, CA 94506

Mailing Address

Phone number

(925) 648-2000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 70,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas J. Manetta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Manetta's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERIGON WEALTH MANAGEMENT, LLC

ANTHEM WEALTH PARTNERS, INC.

PERIGON WEALTH MANAGEMENT, LLC

WEALTHSOURCE®

ANTHEM WEALTH PARTNERS

AVANT-GARDE ADVISORS LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

ASSEMBLY WEALTH

PROSPERA FINANCIAL SERVICES, INC.

WHITEHALL-PARKER SECURITIES, INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/16/2004

Series 63

Date: 1/12/2004

Series 31

Date: 9/15/2004

Series 7

Date: 10/30/2003

Current Firm

MANETTA WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MANETTA WEALTH

TRUST BUT VERIFY

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