Melissa L. Whaley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa L Whaley, who also goes by Melissa Lynn Whaley, Melissa L Whaley, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 2008. Melissa had worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2024 - September 11, 2024
WALLEYE TRADING LLC
July 19, 2021 - March 19, 2024
MORGAN STANLEY & CO. LLC
March 6, 2013 - February 24, 2014
NATIONAL FINANCIAL SERVICES LLC
April 24, 2012 - January 15, 2013
STRATEGIC ADVISERS LLC
January 10, 2012 - January 11, 2013
FIDELITY BROKERAGE SERVICES LLC
March 13, 2008 - March 30, 2011
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 7/19/2021
General Securities Representative ExaminationCurrent Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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