Tiffany E. Tippins

IMPACTFUL WEALTH SOLUTIONS

Red Oak, TX

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CRD#: 4709620

Professional summary

Tiffany Elise Tippins, who also goes by Tiffany Tippins, is a registered financial advisor currently at IMPACTFUL WEALTH SOLUTIONS located in Red Oak, Texas.

Tiffany is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Tiffany has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tiffany Tippins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Within Impactful Wealth Solutions I also provide Tax Planning & Preparation services, Retirement Planning and Life & Health Insurance services. I recently wrote a book: Plan for IT: A Actionable Blueprint for Building Wealth & Achieving Your Dreams was self published in December 2024. This books is associated with all the services I offer with financial planning, investment advising, retirement planning, estate and insurance planning and tax planning. The book was created to compliment those services in a clear and transparent manner while offering no investment advice and includes all necessary disclosures. I also have a stationary line: Uniquely Gifted Chic Boutique. UGCB began as a hobby and has grown to a small boutique stationary line. I am the sole owner. I spend up to 10 hours a week working on this business mainly during the summer months. I sell custom designed beadable ink pens, planners, laptop bags and other essential office supplies. This is a non-investment related business and hours of operation is done usually after 5pm or on the weekends during certain seasons. As of September 2024 I have selected Gradient Investments as my portfolio manager to select certain clients who want to opt into various managed portfolios. Gradient Investments is listed in my firms ADV. The nature of the business is portfolio management. We do share commission based on said portfolio selected by the client. The address of Gradient Investments is 4105 Lexington Ave N Arden Hills 55126. My role is Investment Advisor Rep and my firm is listed with Gradient Investments as such. The number of hours I dedicate to this new relationship is in conjunction of what I commit to my own financial planning business. As I see a need for managed money with my clients based on their stated objectives I may refer Gradient Investments as an alternative option based on the clients needs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tiffany Elise Tippins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2020 - Present

IMPACTFUL WEALTH SOLUTIONS

RIA

CRD#: 306976

Red Oak, TX

Past

June 9, 2015 - March 11, 2020

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Dallas, TX

Past

June 9, 2015 - March 11, 2020

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Dallas, TX

Past

September 18, 2014 - May 29, 2015

CREATIVE FINANCIAL DESIGNS, INC.

RIA

CRD#: 109032

DALLAS, TX

Past

June 2, 2014 - May 29, 2015

CFD INVESTMENTS, INC.

CRD#: 25427

Dallas, TX

Past

October 30, 2008 - August 17, 2012

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

September 29, 2008 - October 23, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COLUMBIA, MD

Past

September 29, 2008 - October 23, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COLUMBIA, MD

Past

July 26, 2007 - September 30, 2008

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

KENSINGTON, MD

Past

July 14, 2006 - September 30, 2008

CETERA WEALTH SERVICES, LLC

CRD#: 13572

KENSINGTON, MD

Past

September 8, 2005 - May 18, 2006

WESTROCK ADVISORS, INC.

CRD#: 114338

NEW YORK, NY

Past

January 5, 2004 - September 9, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 5, 2004 - September 9, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/4/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/3/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

IMPACTFUL WEALTH SOLUTIONS

IMPACTFUL BUSINESS SOLUTIONS | IMPACTFUL WEALTH SOLUTIONS | IMPACTFUL BUSINESS SOLUTIONS, LLC

CRD#: 306976 / SEC#:

Michigan

Registered Investment Advisory firm - (1/2/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/1/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Red Oak, TX

Mailing Address

104 E. Ovilla Rd. Unit 1015, Red Oak, TX 75154

Phone number

(888) 828-7526

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 611,271

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tiffany E. Tippins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tiffany Elise Tippins's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC.

TRANSAMERICA INVESTORS SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

WESTROCK ADVISORS, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/2007

Series 63

Date: 5/4/2005

SIE

Date: 10/1/2018

Series 7

Date: 10/8/2006

Series 6

Date: 1/3/2004

Current Firm

IMPACTFUL WEALTH SOLUTIONS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

IMPACTFUL WEALTH SOLUTIONS

TRUST BUT VERIFY

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