Brent J. Goldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Joel Goldman was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 2003. Brent had worked at 3 firms and has passed the Series 57TO, SIE and Series 44 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2010 - March 2, 2023
BLUEFIN CAPITAL MANAGEMENT, LLC
October 22, 2003 - July 13, 2006
SUSQUEHANNA SECURITIES, LLC
September 15, 2003 - July 13, 2006
SUSQUEHANNA INVESTMENT GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 44
Date: 8/23/2010
PCX Market Maker ExamCurrent Firm
BLUEFIN CAPITAL MANAGEMENT, LLC
CRD#: 113892 / SEC#: , 8-53382
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
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