Ralph L. Buchalter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph L. Buchalter, who also goes by Ralph Buchalter, was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 2003. Ralph had worked at 3 firms and has passed the Series 7 and Series 48 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2011 - August 3, 2012
GARGOYLE STRATEGIC INVESTMENTS L.L.C.
September 21, 2004 - October 31, 2008
WEB ASSOCIATES, INC.
April 27, 2004 - July 26, 2004
WEB ASSOCIATES, INC.
October 10, 2003 - October 29, 2009
GARGOYLE STRATEGIC INVESTMENTS L.L.C.
September 15, 2003 - October 2, 2003
MYRTLE TRADING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 48
Date: 11/15/2011
AMEX Market Maker ExamCurrent Firm
GARGOYLE STRATEGIC INVESTMENTS L.L.C.
CRD#: 43238 / SEC#: , 8-50209
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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