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TH

Tomas P. Hauff

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CRD#: 4709403
TH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tomas Philip Hauff was a registered financial professional .

Tomas is a previously registered financial professional and started their career in finance in 2003. Tomas had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GEORG THIEME VERLAG KG. STUTTGART, GERMANY. MEDICAL PUBLISHING COMPANY, SILENT PARTNER, JUNE 2007 TO PRESENT. 4 HOURS PER MONTH, -HISCOX, GUERNSEY, UK. INTRODUCTION FOR HISL PRODUCTS. PRODUCER, JANUARY 2015 TO PRESENT, 1 HOUR PER MONTH. -PCG. MIAMI, FLORIDA, PROPERTY AND CASUALTY INSURANCE, INDEPENDENT CONTRACTOR, JUNE 2015 TO PRESENT, 4 HOURS PER MONTH.CIGNA HEALTH INSURANCE AND BENEFITS, GREENLINE BENEFITS.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 7, 2022 - April 23, 2025

STONEX INTERNATIONAL ADVISORS INC

RIA
CRD#: 153799
MIAMI, FL
Past

October 7, 2022 - April 23, 2025

STONEX INTERNATIONAL SECURITIES INC.

BD
CRD#: 146667
MIAMI, FL
Past

April 2, 2004 - October 6, 2022

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
MIAMI, FL
Past

November 5, 2003 - October 6, 2022

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
MIAMI, FL

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STONEX INTERNATIONAL ADVISORS INC
INTERCAM ADVISORS, INC. | STONEX INTERNATIONAL ADVISORS INC

CRD#: 153799 / SEC#: 801-123538

RIA
Registered Investment Advisory firm - (3/25/2022 Approved)
Connecticut
Registered Investment Advisory firm - (5/3/2022 Terminated)
Florida
Registered Investment Advisory firm - (3/28/2022 Terminated)
Texas
Registered Investment Advisory firm - (3/28/2022 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 3/20/2004
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SI
STONEX INTERNATIONAL ADVISORS INC
INTERCAM ADVISORS, INC. | STONEX INTERNATIONAL ADVISORS INC

CRD#: 153799 / SEC#: 801-123538

RIA
Registered Investment Advisory firm - (3/25/2022 Approved)
Connecticut
Registered Investment Advisory firm - (5/3/2022 Terminated)
Florida
Registered Investment Advisory firm - (3/28/2022 Terminated)
Texas
Registered Investment Advisory firm - (3/28/2022 Terminated)
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Contact information


Main Address
1221 Brickell Avenue Suite 200, Miami, FL 33131
Mailing Address
Phone number
(305) 377-8008
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

INTERCAM ADVISORS, INC. (11/3/2025)

Regulatory assets under management


Total Number of Accounts148
AUM (Assets Under Management)$ 225,122,494

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STONEX INTERNATIONAL ADVISORS INC

CRD#: 153799

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