Robert A. Woeber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Andrew Woeber was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1966. Robert had worked at 2 firms and has passed the Series 63, SIE and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2005 - June 22, 2016
HUNTER ASSOCIATES LLC
February 25, 1966 - August 15, 2005
ARTHURS, LESTRANGE & COMPANY INCORPORATED
Primary Firm SEC Registration
HUNTER ASSOCIATES LLC
CRD#: 30177 / SEC#: 801-42007, 8-44779
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 2/25/1966
General Securities Principal ExaminationCurrent Firm
HUNTER ASSOCIATES LLC
CRD#: 30177 / SEC#: 801-42007, 8-44779
Contact information
SEC notice filing (31 States and Territories)
FINRA licenses (39 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,334 |
| AUM (Assets Under Management) | $ 1,201,488,433 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 09/30/2024 | ||
| 07/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
