JB
John R. Boyce
HORNOR, TOWNSEND & KENT
Pittsburgh, PA
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CRD#: 4709357
JB
Professional summary
John Raymond Boyce JR, who also goes by John R Boyce Jr, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Pittsburgh, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. John has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John R Boyce Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: PROVIDING INSURANCE SALES UNDER THE NAME OF JOHN BOYCE, | Position Held: Proprietor/Owner | Address: 5065 RAINTREE DRIVE, PITTSBURGH, PA 15236 | Start Date: 07/2004 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: Less Than 10 Hrs | Approx Trading Hrs Per Mth: Less Than 10 Hrs | Description of Duties: INSURANCE AND ANNUITY SALES.
2) COMMITTEE CHAIR BSA- BOY SCOUTS OF AMERICA | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD:DIRECTOR | ADDRESS: MT ZION CHURCH 5100 BROWNSVILLE RD, PITTSBURGH, PA 15236 | START DATE: 6/8/2020 |NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: SUPERVISE SCOUT MASTERS AND OFFER ADVISE WITH REGARDS TO SCOUTING. ATTEND BOARD MEETINGS
3) SFSP-SOCIETY OF FINANCIAL SERVICE PROFESSIONALS | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD:BOARD MEMBER | ADDRESS: PITTSBURGH PENNSYLVANIA AT VARIOUS LOCATIONS | START DATE: 6/8/2020 | NATURE OF ACTIVITY: NETWORKING GROUP | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 |
DESCRIPTION OF DUTIES: CHAPTER DIRECTORS REPRESENT THE MEMBERS IN THE FORMATION OF POLICY AND DIRECTION OF ACTIVITIES. ATTEND BOARD MEETINGS :DIRECTORS AND ASSIST IN PLANNING AND IMPLEMENTATION OF CHAPTER ACTIVITIES. MAY SERVE AS A COMMITTEE CHAIR
CRS (Client Relationship Summary) - RIA
Click below to view John Raymond Boyce JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Raymond Boyce JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2011 - Present
HORNOR, TOWNSEND & KENT, LLC
RIA
BD
CRD#: 4031
Pittsburgh, PA
Current
September 22, 2011 - Present
HORNOR, TOWNSEND & KENT, LLC
RIA
BD
CRD#: 4031
Pittsburgh, PA
Past
February 5, 2008 - August 31, 2011
NEW ENGLAND SECURITIES
RIA
CRD#: 615
PITTSBURGH, PA
Past
January 30, 2008 - August 31, 2011
NEW ENGLAND SECURITIES
BD
CRD#: 615
PITTSBURGH, PA
Past
April 11, 2007 - January 24, 2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
PITTSBURGH, PA
Past
March 22, 2006 - February 22, 2007
SECURITIES MANAGEMENT & RESEARCH, INC.
BD
CRD#: 759
CEDAR RAPIDS, IA
Past
October 8, 2004 - January 4, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CANNONSBURG, PA
Past
September 21, 2004 - January 4, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 21, 2004 - January 4, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(10/8/2020)
RR
Ohio(9/22/2011)
RR
Pennsylvania(9/22/2011)
IAR
Pennsylvania(10/18/2011)
RR
West Virginia(9/22/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
