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ZS

Zargham H. Shah

LINCOLN INTERNATIONAL LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4709354
ZS

Professional summary

Zargham Haider Shah, who also goes by Syed Zargham Haider Shah, Syed-zargham Haider Shah, Zack Or Zach Shah, is a registered financial professional currently at LINCOLN INTERNATIONAL LLC located in Chicago, Illinois.

Zargham is registered as a RR (Registered Representative) and started their career in finance in 2004. Zargham has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Syed Zargham Haider Shah | Syed-Zargham Haider Shah | Zack Or Zach Shah

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zargham Haider Shah's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 5, 2019 - Present

LINCOLN INTERNATIONAL LLC

Office #1: 110 North Wacker Drive-51st Floor, Chicago, IL 60606
BD
CRD#: 42045
Chicago, IL
Past

July 12, 2012 - April 27, 2018

LAZARD MIDDLE MARKET LLC

BD
CRD#: 146092
CHICAGO, IL
Past

June 11, 2007 - July 2, 2012

BMO CAPITAL MARKETS CORP.

BD
CRD#: 16686
CHICAGO, IL
Past

March 31, 2005 - May 29, 2007

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
CHICAGO, IL
Past

January 26, 2004 - March 1, 2005

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(4/5/2019)
RR
Illinois
(4/5/2019)
RR
New York
(4/5/2019)
RR
Texas
(4/5/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 5/14/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/24/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/6/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LI
LINCOLN INTERNATIONAL LLC
LINCOLN INTERNATIONAL I LLC | LINCOLN PARTNERS L.L.C | LINCOLN INTERNATIONAL LLC | LINCOLN INTERNATIONAL L.L.C.

CRD#: 42045 / SEC#: , 8-49671

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
110 North Wacker Drive-51st Floor, Chicago, IL 60606
Mailing Address
110 North Wacker Drive-51st Floor, Chicago, IL 60606
Phone number
(312) 580-8339
Established
Illinois since 03/28/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LINCOLN INTERNATIONAL, LPSOLE MEMBER
BARR, ROBERT BRUCEMANAGING MEMBER720560
BROWN, ROBERT TODDCHIEF EXECUTIVE OFFICER3114282
HAQUE, SARAH ANSARICHIEF COMPLIANCE OFFICER & DEPUTY GENERAL COUNSEL7419726
KAHN, RONALD ALANEXECUTIVE COMMITTEE MEMBER1701384
LAWSON, LAWRENCE JAMES IIIMANAGING MEMBER, CHAIRMAN1081222
MALCHOW, ERIC DENNISPRESIDENT2499555
NELSON, JULIE ANNEFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS7051181

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LINCOLN INTERNATIONAL LLC

CRD#: 42045Chicago, IL 60606

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