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BG

Britt R. Gosswiller

HUB INTERNATIONAL INVESTMENT SERVICES
Kansas City, MO 64114
Some features on this profile are disabled
CRD#: 4709272
BG

Professional summary

Britt Rene Gosswiller, who also goes by Britt Rene Erickson, Britt Rene Grosswiller, is a registered financial professional currently at HUB INTERNATIONAL INVESTMENT SERVICES INC. located in Kansas City, Missouri.

Britt is registered as a RR (Registered Representative) and started their career in finance in 2004. Britt has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Britt Rene Erickson | Britt Rene Grosswiller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Britt Rene Gosswiller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 23, 2018 - Present

HUB INTERNATIONAL INVESTMENT SERVICES INC.

Office #1: 9200 Ward Parkway, Suite 500, Kansas City, MO 64114
BD
CRD#: 150252
Kansas City, MO
Past

April 5, 2018 - September 8, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Fresno, CA
Past

April 5, 2018 - September 8, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Fresno, CA
Past

January 8, 2016 - January 12, 2016

RB CAPITAL MANAGEMENT, LLC

RIA
CRD#: 125678
Fresno, CA
Past

April 4, 2014 - April 6, 2018

WESTERN INTERNATIONAL SECURITIES, INC.

RIA
CRD#: 39262
Fresno, CA
Past

April 3, 2014 - April 6, 2018

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
Fresno, CA
Past

January 29, 2014 - December 31, 2015

RB CAPITAL MANAGEMENT, LLC

RIA
CRD#: 125678
FRESNO, CA
Past

May 13, 2011 - April 8, 2014

APW CAPITAL, INC.

BD
CRD#: 43814
ROCKAWAY, NJ
Past

February 1, 2006 - December 9, 2009

RB CAPITAL MANAGEMENT, LLC

RIA
CRD#: 125678
FRESNO, CA
Past

October 1, 2004 - May 3, 2011

SLOAN SECURITIES CORP.

BD
CRD#: 17930
ENGLEWOOD CLIFFS, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/23/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/30/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/22/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HI
HUB INTERNATIONAL INVESTMENT SERVICES INC.
HUB INTERNATIONAL INVESTMENT SERVICES INC. | HUB INTERNATIONAL INVESTMENT SERVICES INC. (HIIS)

CRD#: 150252 / SEC#: , 8-68237

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
9200 Ward Parkway, Suite 500 Suite B60, San Rafael, CA 94903
Mailing Address
9200 Ward Parkway, Suite 500, Kansas City, MO 64114
Phone number
(914) 343-6705
Established
Delaware since 12/12/2007
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
0

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
RPW HOLDINGS, LLCSOLE OWNER
DEVRIES, KENNETH SCOTTCHIEF ACCOUNTING OFFICER6435109
HAUPTMANN, SCOTT CHRISTOPHERPRESIDENT4773447
LIEBOWITZ, MARIANE ASHLEYINTERIM CHIEF COMPLIANCE OFFICER4532268
VALLOW, RONALD EFINOP, POO, PFO4948582

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUB INTERNATIONAL INVESTMENT SERVICES INC.

CRD#: 150252Kansas City, MO 64114

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