Peter Benjamin Miller
CFP®Professional Summary
Peter Benjamin Miller, CFP® is a registered financial advisor currently at SUMMIT FINANCIAL ADVISORS, INC. located in Lebanon, Ohio. Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Peter has worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
SUMMIT FINANCIAL ADVISORS, INC.
Contact Information
Main Address
300 N. Main Street Suite 500, Middletown, OH 45042Phone Number
(513) 424-6300# of Employees
4SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
417AUM (Assets Under Management)
$232,826,293Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SUMMIT FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
(10/19/2007)
(9/13/2007)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Peter Benjamin Miller's CRS (Customer Relationship Summary).
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