Michael C. Freeman

DUE DILIGENCE WORKS

Monclair, NJ

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CRD#: 4709130

Professional summary

Michael Christopher Freeman is a registered financial advisor currently at DUE DILIGENCE WORKS, INC. located in Monclair, New Jersey and NEST INVESTMENTS BD LLC located in Conshohocken, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 6 firms and has passed the Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Freeman Consulting Group LLC, President located in Montclair, NJ. May 2016 - Present Approx. 40 hours a month Due Diligence Works, Inc, President and CCO located in Montclair, NJ. December 2016 - Present. Approx. 110 hours a month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Freeman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 25, 2018 - Present

DUE DILIGENCE WORKS, INC.

RIA

CRD#: 292572

Monclair, NJ

Current

October 12, 2018 - Present

NEST INVESTMENTS BD LLC

Office #1: 20 Ash Street Suite 300, Conshohocken, PA 19428

CRD#: 294417

Conshohocken, PA

Past

July 3, 2006 - May 6, 2016

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LONG ISLAND CITY, NY

Past

June 30, 2006 - May 6, 2016

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LONG ISLAND CITY, NY

Past

January 11, 2005 - March 15, 2006

TD AMERITRADE CLEARING, INC.

CRD#: 5633

OMAHA, NE

Past

November 8, 2004 - December 14, 2005

AMERITRADE ADVISORY SERVICES LLC

RIA

CRD#: 132414

BELLEVUE, NE

Past

May 11, 2004 - March 15, 2006

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BELLEVUE, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/10/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/6/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/10/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/14/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DUE DILIGENCE WORKS, INC.

CRD#: 292572 / SEC#:

New Jersey

Registered Investment Advisory firm - (5/25/2018 Approved)

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Contact information

Main Address

Monclair, NJ

Mailing Address

Phone number

(973) 744-3658

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael C. Freeman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Christopher Freeman's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEST INVESTMENTS BD LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

TD AMERITRADE CLEARING, INC.

AMERITRADE ADVISORY SERVICES LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/10/2004

SIE

Date: 5/6/2016

Series 7

Date: 1/10/2005

Series 24

Date: 6/14/2005

FINRA

Current Firm

DUE DILIGENCE WORKS, INC.

Contact information

Documents

Red Flags

Company Information

DUE DILIGENCE WORKS, INC.

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