Bradley S. Eisen

WESTWOOD MANAGEMENT CORP

WESTPORT, CT

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CRD#: 4709121

Professional summary

Bradley Steven Eisen, CFP®, CIMA®, who also goes by Bradley S Eisen, is a registered financial advisor currently at WESTWOOD MANAGEMENT CORP located in Westport, Connecticut and SALIENT CAPITAL L.P. located in Houston, Texas.

Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Bradley has worked at 7 firms and has passed the Series 66, SIE, Series 3, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bradley S Eisen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Westwood Management Corp.; Investment Related; Houston, TX; Senior Divisional Consultant; Start 11/21/2022, full time employment with Westwood Management Corp. 2) Friends of BU Lacrosse; Not Investment Related; Boston, MA; Interim President of Friends of BU Lacrosse Board of Trustees; Start 8/8/2025; Primary responsibility includes re-organizing board structure and delegating responsibility.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Steven Eisen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 1, 2023 - Present

WESTWOOD MANAGEMENT CORP

RIA

CRD#: 110269

WESTPORT, CT

Current

April 24, 2013 - Present

SALIENT CAPITAL L.P.

Office #1: 10000 Memorial Drive Suite 650, Houston, TX 77024

CRD#: 147912

Houston, TX

Past

May 14, 2013 - November 21, 2022

SALIENT CAPITAL ADVISORS, LLC

RIA

CRD#: 153914

HOUSTON, TX

Past

December 22, 2010 - April 29, 2013

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEW YORK, NY

Past

December 20, 2010 - April 29, 2013

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEW YORK, NY

Past

June 1, 2009 - January 4, 2011

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

June 1, 2009 - January 4, 2011

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

February 8, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW YORK, NY

Past

February 8, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 19, 2006 - December 7, 2006

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

WASHINGTON, DC

Past

December 15, 2005 - December 7, 2006

RBC CAPITAL MARKETS, LLC

CRD#: 31194

WASHINGTON, DC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTWOOD MANAGEMENT CORP

CRD#: 110269 / SEC#: 801-18727

RIA

Registered Investment Advisory firm - (4/11/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/1/2023)

New York
(4/24/2013)

Texas
(4/24/2013)

IAR

Texas
(5/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/6/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/2/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 3/20/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/13/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/22/2011

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/3/2011

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

WESTWOOD MANAGEMENT CORP

CRD#: 110269 / SEC#: 801-18727

RIA

Registered Investment Advisory firm - (4/11/1983 Approved)

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Contact information

Main Address

200 Crescent Court Suite 1200, Dallas, TX 75201

Mailing Address

Phone number

(214) 756-6900

Established

Firm type

Fiscal year end

# of Employees

103

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTWOOD MANAGEMENT CORP. INVESTMENT ADVISER BROCHURE (10/22/2025)

Regulatory assets under management

Total Number of Accounts	293
AUM (Assets Under Management)	$ 12,802,824,273

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley S. Eisen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Steven Eisen's CRS (Customer Relationship Summary).

Certified licenses

Experience

SALIENT CAPITAL L.P.

SALIENT CAPITAL ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

Primary Firm SEC Registration

WESTWOOD MANAGEMENT CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 1/6/2006

SIE

Date: 10/1/2018

Series 3

Date: 9/2/2011

Series 31

Date: 3/20/2008

Series 7

Date: 12/13/2005

Series 10

Date: 7/22/2011

Series 9

Date: 3/3/2011

FINRA

Current Firm

WESTWOOD MANAGEMENT CORP

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTWOOD MANAGEMENT CORP

TRUST BUT VERIFY

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