John T. Cade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Theophilus Cade was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2003. John had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 16, 2018 - September 9, 2019
X-CHANGE FINANCIAL ACCESS, LLC
August 5, 2016 - May 22, 2017
X-CHANGE FINANCIAL ACCESS, LLC
August 29, 2011 - November 28, 2011
X-CHANGE FINANCIAL ACCESS, LLC
January 12, 2005 - May 23, 2006
STR SPECIALISTS L.L.C.
September 26, 2003 - January 4, 2005
SPECTRA DERIVATIVES GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
X-CHANGE FINANCIAL ACCESS, LLC
CRD#: 126201 / SEC#: , 8-65860
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 32 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
