NM
Nelly O. Mubashi
NORTHWEST ASSET MANAGEMENT
Mercer Island, WA 98040
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CRD#: 4708949
NM
Professional summary
Nelly Olinda Mubashi, who also goes by Nelly Olinda Green, Nelly Green, Nelly Olinda Green-hooker, is a registered financial advisor currently at NORTHWEST ASSET MANAGEMENT located in Mercer Island, Washington.
Nelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Nelly has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nelly Olinda Green | Nelly Green | Nelly Olinda Green-Hooker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Plymouth Housing; Not Investment Related; 2113 3rd Avenue, Seattle, WA 98121; Non Profit Charity; Board Member and Chairman of the Investment Committee; 01/21/2022; 20hrs/mo; 0 hours during trading; Responsibilities include attending board meetings and working closely with the CFO and Finance department to coordinate the review of audits, budgeting, and forecasting with various committees and the Board. (2) NW Holdings Group Inc. Not Investment Related. 2835 82nd Ave SE, Suite 300, Mercer Island, WA 98040. President/Owner. Holding Company. Start 6/29/2022. 2 hours per month not during trading. Holding company only with the purpose of holding company stock and restructure organization to an S-corp. (3) Women in ETFs. Not investment related. Remote. Association. Pacific Northwest Co-head. 12/5/2024. Hrs/month 5 with 0 during trading hours. Develop and grow in WE Pacific NW chapter and encourage membership. Host association events and educational events around the Pacific NW. Develop and support mentorship opportunities with local colleges. (4) Capital Group RIA advisory group. Investment related. Same Address. Investment company. RIA Advisory Board Member. 5.28.2025. 2 hours per month, none during trading hours. Serve on the board, participate in discussions offering guidance and industry knowledge to support CCG and RIA business needs. Provide feedback on CCGs products, services, sales and marketing initiatives.
CRS (Client Relationship Summary) - RIA
Click below to view Nelly Olinda Mubashi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2010 - Present
NORTHWEST ASSET MANAGEMENT
Office #1: 2835 82nd Avenue Se Ste 100, Mercer Island, WA 98040RIA
CRD#: 147923
Mercer Island, WA
Past
August 21, 2008 - January 15, 2025
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
MERCER ISLAND, WA
Past
August 12, 2006 - August 29, 2008
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SEATTLE, WA
Past
August 12, 2006 - August 29, 2008
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SEATTLE, WA
Past
February 23, 2004 - August 12, 2006
PIPER SANDLER & CO.
RIA
CRD#: 665
SEATTLE, WA
Past
January 7, 2004 - August 12, 2006
PIPER SANDLER & CO.
BD
CRD#: 665
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NORTHWEST ASSET MANAGEMENT
NORTHWEST ASSET MANAGEMENT | RIA INNOVATIONS | NWAM, LLC DBA NORTHWEST ASSET MANAGEMENT | NWAM, LLC | NW ASSET, LLC | NORTHWEST ASSET MANAGEMENT, LLC
CRD#: 147923 / SEC#: 801-69483
RIA
Registered Investment Advisory firm - (8/20/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(3/1/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NA
NORTHWEST ASSET MANAGEMENT
NORTHWEST ASSET MANAGEMENT | RIA INNOVATIONS | NWAM, LLC DBA NORTHWEST ASSET MANAGEMENT | NWAM, LLC | NW ASSET, LLC | NORTHWEST ASSET MANAGEMENT, LLC
CRD#: 147923 / SEC#: 801-69483
RIA
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Contact information
Main Address
2835 82nd Avenue Se Ste 100, Mercer Island, WA 98040
Mailing Address
Phone number
(206) 838-3680
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,844 |
| AUM (Assets Under Management) | $ 3,608,262,509 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
